JD Supra

AML Update: SEC and FinCEN Propose Anti-Money Laundering and Customer Identification Programs for Investment Advisers

On 13 May 2024, the Securities and Exchange Commission (SEC) and the US Department of Treasury’s (DoT) Financial Crimes Enforcement Network (FinCEN) jointly proposed rulemaking to implement Section ...
JD Supra

FinCEN Seeks To Expand Reach of the BSA and Modernize Customer Identification Regulations

The U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) has recently taken steps to expand the reach of the Bank Secrecy Act (BSA) and related customer identification regulations.
Insurancenewsnet.com

Request for Information and Comment on Customer Identification Program Rule Taxpayer Identification Number Collection Requirement

Written comments on this RFI are welcome and must be received on or before May 28, 2024. ADDRESSES: Comments may be submitted by any of the following methods: * Federal eRulemaking Portal: https://www ...
The Desert Sun

WFG LAUNCHES COMPREHENSIVE FINCEN COMPLIANCE SOLUTIONS IN SUPPORT OF NATIONWIDE REPORTING REQUIREMENTS EFFECTIVE MARCH 1

IRVINE, CA, UNITED STATES, February 11, 2026 /EINPresswire.com/ — As the industry prepares for the March 1, 2026, start of mandatory nationwide reporting under the ...
Compliance Week

SEC, FinCEN propose customer ID program for investment advisers

The Securities and Exchange Commission (SEC) and Treasury Department’s Financial Crimes Enforcement Network (FinCEN) proposed a rule requiring registered investment advisers (RIAs) to implement ...